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Registered advisor
N••••••• V••••••••• L••••
Feed of 09/19/2026
Also filed as Nadia L••••
At current firm
10 y
since Mar 22, 2016
In the industry
21 y
since Jul 25, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 22, 2016 · Herriman, Ut
- M••••• S•••••• wirehouseDec 20, 2013 to Jul 1, 2014 · South Jordan, Ut
- R•• C•••••• M••••••• L•• national BDApr 19, 2010 to Mar 23, 2012 · St. Paul, Mn
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedOct 22, 2009 to Apr 12, 2010 · St. Paul, Mn
- U•• F•••••••• S••••••• I••• wirehouseNov 6, 2007 to Jul 2, 2009 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Jul 1, 2014, registered Mar 22, 2016 (630 days) · Wirehouse to wirehouse
- R•• C•••••• M••••••• L•• to M••••• S••••••left Mar 23, 2012, registered Dec 20, 2013 (637 days) · Affiliated broker-dealer or bank to wirehouse
- T••••••••• F•••••••• A•••••••• L•• to R•• C•••••• M••••••• L••left Apr 12, 2010, registered Apr 19, 2010 (7 days) · Other
- U•• F•••••••• S••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jul 2, 2009, registered Oct 22, 2009 (112 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address