DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••• K••••• W••••• M••••••••• L••
Hot Springs, AR | FRISCO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••• K••••• W••••• M••••••••• L•• | Independent wealth | Dec 4, 2023 | n/a | yes | FRISCO, TX|Hot Springs, AR | Current employment |
| O••••••• A••••••• S••••••• L•• | Independent wealth | May 12, 2021 | Dec 31, 2021 | no | Hot Springs, AR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••••••• A••••••• S••••••• L•• | B•••• K••••• W••••• M••••••••• L•• | Dec 31, 2021 | Dec 4, 2023 | 703 | Firm change after gap | RIA to RIA |
| O••••••• A••••••• A•• F•••••••• S•••••••• L•• | O••••••• A••••••• S••••••• L•• | Sep 20, 2017 | May 17, 2019 |
| O••••••• A••••••• S••••••• L•• | Independent wealth | May 17, 2019 | Dec 31, 2020 | no | Hot Springs, AR | Previous registration |
| O••••••• A••••••• A•• F•••••••• S•••••••• L•• | Former SEC adviser | May 8, 2017 | Sep 20, 2017 | no | Hot Springs, AR|PETALUMA, CA | Previous registration |
| 604 |
| Firm change after gap |
| Other |