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CRD 301764
F••••LIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C•••• S••••• B•••• | n/a | F••••LIN, TN | 6 | 14 | 2 | no |
| G••• P••• R•••••••• | n/a | North Little Rock, AR | 5 | 16 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••••• C•••• S•••• | Member | B | yes | 02/2020 | Apr 1, 2020 | Mar 26, 2024 |
| H•••••• A••••• P•••••• | Member | C | yes | 05/2019 | Apr 12, 2019 | Mar 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M•••••• R• W••••• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SPRING HILL | FL | United States | 2 | no |
| F••••LIN | Tn | United States | 2 | no |
| Fayetteville | Ar | United States | 1 | yes |
| HOT SPRINGS VILLAGE | Ar | United States | 1 | no |
| Maumelle | Ar | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 3 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $288M | $267M | 7.7% | $235M | 7.1% | 25 | 25 | 21 | 22 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| P••••••• A•••• M••••••••• L•• | 2 | Dec 31, 2019 | Nov 4, 2019 | ARLINGTON, TX | Team lift out | RIA to new firm | 33.3% |
| B••• D••• W••••• M••••••••• | 2 | Jun 28, 2019 | Jun 25, 2019 |
| no |
| K••• R• L•••• | n/a | Waco, TX | 5 | 32 | 8 | no |
| A•••• P•••••• H••••• | n/a | Hot Springs Village, AR | 5 | 43 | 6 | no |
| K•••• D••• M••• | n/a | Arlington, TX | 5 | 25 | 2 | no |
| B•••••• N•••••••• O•••••••• | n/a | San Antonio, TX | 5 | 15 | 3 | no |
| J•••• A••• S•••••••• | n/a | Layayette, IN | 5 | 11 | 2 | no |
| J••••• D•••••• T••••• | Certified Financial Planner | Scotts Hill, TN | 5 | 30 | 4 | no |
| C••• S•••• C•••••••• | Personal Financial Specialist | Chattanooga, TN | 5 | 18 | 7 | no |
| S••••• D••• A••••• | n/a | Spring Hill, TN | 5 | 13 | 3 | no |
| F•••• O• A•••••• | Certified Financial Planner | Woodstock, GA | 5 | 26 | 6 | no |
| J•••• R•• S•••••••• | n/a | Fayetteville, AR | F••••LIN, TN | 5 | 24 | 4 | yes |
| J••••••• M•••• S•••••• | n/a | F••••LIN, TN | Spring Hill, FL | 5 | 13 | 3 | no |
| S••••• A•••••• B••••••• | n/a | Appleton, WI | 5 | 38 | 4 | no |
| R••• K••• D•••• | n/a | Franklin, TN | 5 | 26 | 5 | no |
| M•••••• R•• W••••• | n/a | Franklin, TN | 5 | 26 | 5 | no |
| B•••• W••••• | n/a | franklin, TN | 3 | 11 | n/a | no |
| C••• B•••• C•••••• | n/a | F••••LIN, TN | Spring Hill, TN | 1 | 10 | 1 | no |
| P••• A•••• D••• | n/a | Hampden, ME | 1 | 27 | 4 | no |
| S•••• S• J•••••• | n/a | Pine Island, MN | F••••LIN, TN | 0 | 25 | 2 | no |
| MANAGING MEMBER / CHIEF COMPLIANCE OFFICER |
| C |
| yes |
| 02/2019 |
| Apr 4, 2019 |
| Mar 26, 2024 |
| no |
| SIGNAL HILL | CA | United States | 1 | no |
| Lafayette | In | United States | 1 | no |
| Bangor | Me | United States | 1 | no |
| Bryan | Oh | United States | 1 | no |
| Definance | Oh | United States | 1 | no |
| Chattanooga | Tn | United States | 1 | no |
| Columbia | Tn | United States | 1 | no |
| SCOTTS HILL | Tn | United States | 1 | no |
| Sparta | Tn | United States | 1 | no |
| Humble | TX | United States | 1 | no |
| SAN ANTONIO | TX | United States | 1 | no |
| Appleton | Wi | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| $288M |
| $288M |
| 25 |
| 22 |
| 21 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $267M | $267M | 25 | 22 | 22 | n/a | n/a |
| 2023 | Mar 26, 2024 | $255M | $248M | 23 | 23 | 22 | n/a | n/a |
| 2022 | Mar 28, 2023 | $235M | $235M | 20 | 20 | 19 | n/a | n/a |
| 2021 | Feb 11, 2022 | $259M | $259M | 24 | 24 | 21 | n/a | n/a |
| 2020 | Feb 22, 2021 | $187M | $187M | 28 | 27 | 23 | n/a | n/a |
| 2019 | Apr 1, 2020 | $133M | $133M | 34 | 33 | 27 | n/a | n/a |
| ROSWELL, GA |
| Team lift out |
| Other |
| 66.7% |
| V••••• C•••••• M••••••••• L•• | 2 | Jun 3, 2019 | Oct 23, 2019 | SPRING HILL, TN | Team lift out | RIA to new firm | 2.7% |