DFX Intelligence

T••••• J••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

T••••• J••••• B••••••

Advisor at B••••• W••••• P•••••••• I•••

SCOTTSDALE, AZ | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:c7c02ed0-1626-3bef-94fb-40449f7f80b2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 2, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• P•••••••• I•••	Independent wealth	Apr 20, 2016	n/a	yes	NEWPORT BEACH, CA\|SCOTTSDALE, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 28, 2005	Apr 15, 2016	no	SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	B••••• W••••• P•••••••• I•••	Apr 15, 2016	Apr 20, 2016	5	Firm change	Other
M••••• S•••••• D• I•••	L•• F•••••••• L••	Aug 29, 2005	Sep 28, 2005

Relationships

Registered with (4)

→ B••••• W••••• P•••••••• I•••Registered adviserregistration: current employment
Apr 20, 2016 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 28, 2005 to Apr 15, 2016factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Jan 2, 2003 to Aug 29, 2005factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7c02ed0-1626-3bef-94fb-40449f7f80b2
First observed: Nov 2, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.