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Advisor at LPL FINANCIAL LLC
Shawnee, KS | MUNDELEIN, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 2, 2026 | n/a | yes | Shawnee, KS|MUNDELEIN, IL | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 13, 2010 | Sep 11, 2026 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|Lenexa, KS | Previous registration |
| WADDELL & REED | Former SEC adviser | May 8, 2008 | Jul 15, 2008 | no | SHAWNEE, KS|KANSAS CITY, MO | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Dec 7, 2006 | Feb 21, 2008 | no | Overland Park, KS | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 23, 2006 | Jul 11, 2006 | no | UTICA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | LPL FINANCIAL LLC | Sep 11, 2026 | Sep 2, 2026 | -9 | Firm change | Ibd to ibd |
| WADDELL & REED | VALIC FINANCIAL ADVISORS, INC. | Jul 15, 2008 | Jul 13, 2010 | 728 | Firm change after gap | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | WADDELL & REED | Feb 21, 2008 | May 8, 2008 | 77 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | THRIVENT INVESTMENT MANAGEMENT INC. | Jul 11, 2006 | Dec 7, 2006 | 149 | Firm change | Other |