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Advisor at AE WEALTH MANAGEMENT, LLC
Topeka, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Aug 8, 2024 | n/a | yes | Topeka, KS | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jun 12, 2017 | Mar 24, 2023 | no | Topeka, KS|Topeka, KS | Previous registration |
| WADDELL & REED | Former SEC adviser | Oct 31, 2012 | May 16, 2017 | no | TOPEKA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | AE WEALTH MANAGEMENT, LLC | Mar 24, 2023 | Aug 8, 2024 | 503 | Firm change after gap | Ibd to RIA |
| WADDELL & REED | ALLSTATE FINANCIAL ADVISORS, LLC | May 16, 2017 | Jun 12, 2017 | 27 | Firm change | Other |