DFX Intelligence

C••••••••• E••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

C••••••••• E••••• G•••••

Advisor at T•••• B••••• A•••••••

WEST CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:c7d7d098-9361-5930-025c-54ff2c70c00c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• B••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• B••••• A•••••••	Independent wealth	Oct 25, 2019	n/a	yes	WEST CONSHOHOCKEN, PA	Current employment
P••••••• P•••••••• L••	n/a	Oct 26, 2016	Apr 30, 2018	no	KENNETT SQUARE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• P•••••••• L••	T•••• B••••• A•••••••	Apr 30, 2018	Oct 25, 2019	543	Firm change after gap	Other
M•••• I••••••••• M•••••••••	P••••••• P•••••••• L••	Dec 31, 2014	Oct 26, 2016

Relationships

Registered with (3)

→ T•••• B••••• A•••••••Registered adviserregistration: current employment
Oct 25, 2019 to presentfactForm ADV
→ P••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 26, 2016 to Apr 30, 2018factForm ADV
→ M•••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Sep 10, 2010 to Dec 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7d7d098-9361-5930-025c-54ff2c70c00c
First observed: Sep 10, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.