DFX Intelligence

T•••• B••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

T•••• B••••• A•••••••

T•••• B••••• A•••••••, INC., CRD 115700

WEST CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:df963b00-a454-4b7d-e607-fc420753c665

Data as of Jan 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 12
On other graphs: 0
Observed: Nov 14, 2011 to Jan 23, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $1.4Bderived••• Locked
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $213Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• M•••••• M••••	Chartered Financial Analyst	WEST CONSHOHOCKEN, PA	24	43	n/a	no
D••••• P•••••• R••••	n/a	WEST CONSHOHOCKEN, PA	6	22

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T• C••••••••• O••••••••• F•••• L•	Hedge Fund	$10.3M	Jan 23, 2026	8	Jan 23, 2026	reported	021-534678
T• T••••••••• S••••• F•••• L•	Hedge Fund	$9.5M	Jan 23, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• N•••••••• R•••••	CHIEF MARKETING OFFICER, SENIOR RELATIONSHIP MANAGER, DIRECTOR, PRINCIPAL, SENIOR PORTFOLIO MANAGER	A	yes	02/2024	Jan 23, 2026	Jan 23, 2026
G•••••• C•••••••••	CHIEF EXECUTIVE OFFICER, SECRETARY, DIRECTOR,	B	yes	03/2021	Jan 23, 2026	Jan 23, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.3B	13.4%	$1.9B	-7.1%	14	14	0	0

Relationships

Registered with (8)

← T••••• G••••• B••••Advisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← S•••• M•••••• G••••••••Advisorregistration: current employment
Jul 30, 2024 to presentfactForm ADV
← M•••••• J••••• A••••Advisorregistration: current employment
Nov 2, 2020 to presentfactForm ADV
← C••••••••• M••••• C•••••

Dated events

Occurred
Jan 23, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$10.3M
Occurred
Jan 23, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$9.5M
Occurred
Mar 18, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-539M
Occurred
Mar 15, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df963b00-a454-4b7d-e607-fc420753c665
First observed: Nov 14, 2011
Last observed: Jan 23, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.