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Advisor at INSIGNEO ADVISORY SERVICES, LLC
MIAMI, FL | Miami Springs, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INSIGNEO ADVISORY SERVICES, LLC | Mixed wealth | Nov 16, 2020 | n/a | yes | MIAMI, FL|Miami Springs, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 14, 2009 | Oct 27, 2020 | no | MIAMI, FL|MIAMI, FL | Previous registration |
| UBS INTERNATIONAL INC. | n/a | Jun 5, 2002 | Dec 24, 2008 | no | MIAMI, FL|MIAMI, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 1, 1995 | Jun 1, 2002 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | INSIGNEO ADVISORY SERVICES, LLC | Oct 27, 2020 | Nov 16, 2020 | 20 | Firm change | Wirehouse to RIA |
| UBS INTERNATIONAL INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 24, 2008 | May 14, 2009 | 141 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | UBS INTERNATIONAL INC. | Jun 1, 2002 | Jun 5, 2002 | 4 | Bulk transfer | Other |