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RIA / WealthAdvisorCertified Financial Planner11 years in industry

KRISTOPHER DONALD THOMPSON

Advisor at MODERA WEALTH MANAGEMENT, LLC

Wayne, PA | WESTWOOD, NJ

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Search this name across graphsid dfx:ria:c7e2993c-7bae-1911-7d86-8758adbb8a9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 21, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERA WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 12, 2021
First registration: Jan 21, 2022
Dual registered: no
IAPD individual key: 6970445

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERA WEALTH MANAGEMENT, LLC	Independent wealth	Apr 13, 2026	n/a	yes	Wayne, PA\|WESTWOOD, NJ	Current employment
THE ASCENT GROUP, LLC	Independent wealth	Apr 12, 2024	Apr 2, 2026	no	VIRGINIA BEACH, VA\|Wayne, PA	Previous registration
KEY FINANCIAL, INC.	Independent wealth	Apr 26, 2022	Feb 1, 2024	no	WEST CHESTER, PA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 21, 2022	Jan 17, 2024	no	WEST CHESTER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE ASCENT GROUP, LLC	MODERA WEALTH MANAGEMENT, LLC	Apr 2, 2026	Apr 13, 2026	11	Firm change	RIA to RIA
KEY FINANCIAL, INC.	THE ASCENT GROUP, LLC	Feb 1, 2024	Apr 12, 2024	71	Firm change	RIA to RIA
OSAIC WEALTH, INC.	KEY FINANCIAL, INC.	Jan 17, 2024	Apr 26, 2022	-631	Firm change after gap	Ibd to RIA

Relationships

Registered with (4)

→ MODERA WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 13, 2026 to presentfactForm ADV
→ THE ASCENT GROUP, LLCRegistered adviserregistration: previous registration
Apr 12, 2024 to Apr 2, 2026factForm ADV
→ KEY FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 26, 2022 to Feb 1, 2024factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 21, 2022 to Jan 17, 2024factForm ADV

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
Kristopher Donald Thompson left The Ascent Group, Llc for Modera Wealth Management, Llc (registered 2026-04-13)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Kristopher Donald Thompson left Key Financial, Inc. for The Ascent Group, Llc (registered 2024-04-12)
Form ADVobserved 5 days ago
Occurred
Jan 17, 2024
Advisor changed firm
Kristopher Donald Thompson left Osaic Wealth, Inc. for Key Financial, Inc. (registered 2022-04-26)
Form ADVobserved 5 days ago