DFX Intelligence

G•• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

G•• A•••••••• L••

CRD 121167

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Search this name across graphsid dfx:ria:c7edfa4f-9032-25cf-d795-0f620c60ff29

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 21, 2026 to Jul 21, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
CRD: 121167

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G•••••• M• D••••••	Personal Financial Specialist	Palatine, IL \| FORT MYERS, FL \| Fort Myers, FL \| OMAHA, NE	24	26	n/a	no

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	1	2

Relationships

Registered with (3)

← G•••••• M• D••••••Advisorregistration: current employment
Aug 23, 2002 to presentfactForm ADV
← NEIL L. COHENAdvisorregistration: previous registration
Jan 19, 2004 to Mar 6, 2026factForm ADV
← ADAM LOUIS SCHWARTZAdvisorregistration: previous registration
Dec 8, 2023 to Nov 12, 2024factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
Neil L. Cohen left G•• A•••••••• L•• for Cwm, Llc (registered 2025-09-15)
Form ADVobserved 7 days ago
Occurred
Nov 12, 2024
Advisor changed firm
Adam Louis Schwartz left G•• A•••••••• L•• for Osaic Wealth, Inc. (registered 2024-01-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7edfa4f-9032-25cf-d795-0f620c60ff29
First observed: Jul 21, 2026
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.