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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

ADAM LOUIS SCHWARTZ

Advisor at OSAIC WEALTH, INC.

FORT MYERS, FL | OAKBROOK TERRACE, IL | FT MYERS, FL

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Search this name across graphsid dfx:ria:5dad4c27-d57f-4fe5-f289-e021f02d06b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 25, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 24, 1992
First registration: Aug 25, 2003
Dual registered: yes, broker-dealer
Other names: ADAM L SCHWARTZ
IAPD individual key: 2250262

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MGFS PRIVATE WEALTH, LLC	Independent wealth	Oct 31, 2024	n/a	yes	FORT MYERS, FL	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	FT MYERS, FL\|OAKBROOK TERRACE, IL	Current employment
GCD ADVISORS, LLC	State registered	Dec 8, 2023	Nov 12, 2024	no	FORT MYERS, FL\|FORT MYERS, FL	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 2, 2019	Jan 19, 2024	no	OAKBROOK TERRACE, IL\|OAKBROOK TERRACE, IL	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Jul 31, 2008	Dec 4, 2019	no	VERNON HILLS, IL	Previous registration
GENWORTH FINANCIAL ASSET MANAGEMENT, INC	n/a	May 3, 2005	Jul 31, 2008	no	VERNON HILLS, IL	Previous registration
JOHN HANCOCK DISTRIBUTORS LLC	n/a	Aug 25, 2003	Nov 5, 2004	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GCD ADVISORS, LLC	OSAIC WEALTH, INC.	Nov 12, 2024	Jan 19, 2024	-298	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	GCD ADVISORS, LLC	Jan 19, 2024	Dec 8, 2023	-42	Firm change after gap	Ibd to state RIA
ASSETMARK, INC.	WOODBURY FINANCIAL SERVICES, INC.	Dec 4, 2019	Dec 2, 2019	-2	Firm change	Ibd to ibd
GENWORTH FINANCIAL ASSET MANAGEMENT, INC	ASSETMARK, INC.	Jul 31, 2008	Jul 31, 2008	0	Firm change	Other
JOHN HANCOCK DISTRIBUTORS LLC	GENWORTH FINANCIAL ASSET MANAGEMENT, INC	Nov 5, 2004	May 3, 2005	179	Firm change	Other

Relationships

Registered with (7)

→ MGFS PRIVATE WEALTH, LLCRegistered adviserregistration: current employment
Oct 31, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ GCD ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 8, 2023 to Nov 12, 2024factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 2, 2019 to Jan 19, 2024factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Jul 31, 2008 to Dec 4, 2019factForm ADV
→ GENWORTH FINANCIAL ASSET MANAGEMENT, INCRegistered adviserregistration: previous registration
May 3, 2005 to Jul 31, 2008factForm ADV
→ JOHN HANCOCK DISTRIBUTORS LLCRegistered adviserregistration: previous registration
Aug 25, 2003 to Nov 5, 2004factForm ADV

Dated events

Occurred
Nov 12, 2024
Advisor changed firm
Adam Louis Schwartz left Gcd Advisors, Llc for Osaic Wealth, Inc. (registered 2024-01-19)
Form ADVobserved 6 days ago
Occurred
Jan 19, 2024
Advisor changed firm
Adam Louis Schwartz left Woodbury Financial Services, Inc. for Gcd Advisors, Llc (registered 2023-12-08)
Form ADVobserved 6 days ago