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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CENTERPOINT ADVISORY GROUP, LLC

CRD 324181

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f8d514-9b3c-9f4b-2b3d-73c45c65c1b8

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Nov 22, 2022 to Mar 3, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $276MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $276M
Private client RAUM: $262MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $55.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 613
Individual clients: 177
High net worth clients: 97
Custody, client assets: $185M
SEC number: 801-127085
CRD: 324181
Filings on the tape: 26
First filed: Nov 22, 2022
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, KS
Website: centerpointadvisory.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM KEITH PADEK	n/a	OVERLAND PARK, KS	9	43	2	yes
ALAN MARK RICKERT	Certified Financial Planner	OVERLAND PARK, KS	8	34	3	yes
Parker Joseph Madl	n/a	OVERLAND PARK, KS	3	13	1	no
JAMES THOMAS FLANAGAN	Certified Financial Planner	OVERLAND PARK, KS	3	31	3	yes
Parker Moeder	Certified Financial Planner\|Personal Financial Specialist	OVERLAND PARK, KS	2	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLANAGAN, JAMES, THOMAS	PARTNER/ DIRECTOR OF PLANNING	Na	yes	03/2024	Mar 4, 2024	Dec 6, 2024
Madl, Parker, Joseph	PARTNER/ADVISOR	C	yes	01/2023	Jan 25, 2023	Dec 6, 2024
PADEK, WILLIAM, KEITH	PARTNER/ADVISOR	Na	yes	11/2022	Nov 22, 2022	Dec 6, 2024
RICKERT, ALAN, MARK	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	yes	11/2022	Nov 22, 2022	Dec 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LPL FINANCIAL LLC	n/a	Bd affiliated wealth	$819B	N	no	n/a
PARKER MOEDER	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 3, 2026	$276M	$276M	7	5	n/a	n/a
2024	Feb 19, 2025	$237M	$237M	7	5	n/a	n/a
2023	Mar 4, 2024	$201M	$175M	5	5	n/a	n/a
2022	Jan 26, 2023	$0	$0	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$276M	$237M	16.7%	$0	n/a	7	7	0	0

Relationships

Affiliated with (1)

→ LPL FINANCIAL LLCRegistered adviserother investment adviser
factForm ADV

Registered with (5)

← Parker MoederAdvisorregistration: current employment
Jan 31, 2024 to presentfactForm ADV
← JAMES THOMAS FLANAGANAdvisorregistration: current employment
Feb 15, 2023 to presentfactForm ADV
← Parker Joseph MadlAdvisorregistration: current employment
Jan 23, 2023 to presentfactForm ADV
← ALAN MARK RICKERTAdvisorregistration: current employment
Jan 5, 2023 to presentfactForm ADV
← WILLIAM KEITH PADEKAdvisorregistration: current employment
Jan 4, 2023 to presentfactForm ADV

Controls (4)

← PADEK, WILLIAM, KEITHOwnerPARTNER/ADVISOR, ownership code NA, individual
Nov 22, 2022 to Dec 6, 2024factForm ADV
← RICKERT, ALAN, MARKOwnerMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Nov 22, 2022 to Dec 6, 2024factForm ADV
← FLANAGAN, JAMES, THOMASOwnerPARTNER/ DIRECTOR OF PLANNING, ownership code NA, individual
Mar 4, 2024 to Dec 6, 2024factForm ADV
← Madl, Parker, JosephOwnerPARTNER/ADVISOR, ownership code C, individual
Jan 25, 2023 to Dec 6, 2024factForm ADV

Dated events

Occurred
Mar 4, 2024
Control person joined
Thomas James Flanagan (Partner/ Director Of Planning) appeared on Schedule A of Centerpoint Advisory Group, Llc
Form ADVobserved 5 days ago
Occurred
Jan 25, 2023
Control person joined
Joseph Parker Madl (Owner) appeared on Schedule A of Centerpoint Advisory Group, Llc
Form ADVobserved 5 days ago
Occurred
Nov 22, 2022
First Form ADV filing
Centerpoint Advisory Services filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7f8d514-9b3c-9f4b-2b3d-73c45c65c1b8
First observed: Nov 22, 2022
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CENTERPOINT ADVISORY GROUP, LLC

CRD 324181

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f8d514-9b3c-9f4b-2b3d-73c45c65c1b8

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM KEITH PADEK

n/a

OVERLAND PARK, KS

yes

ALAN MARK RICKERT

Certified Financial Planner

OVERLAND PARK, KS

yes

Parker Joseph Madl

n/a

OVERLAND PARK, KS

JAMES THOMAS FLANAGAN

Certified Financial Planner

OVERLAND PARK, KS

yes

Parker Moeder

Certified Financial Planner|Personal Financial Specialist

OVERLAND PARK, KS

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLANAGAN, JAMES, THOMAS

PARTNER/ DIRECTOR OF PLANNING

yes

03/2024

Mar 4, 2024

Dec 6, 2024

Madl, Parker, Joseph

PARTNER/ADVISOR

yes

01/2023

Jan 25, 2023

Dec 6, 2024

PADEK, WILLIAM, KEITH

PARTNER/ADVISOR

yes

11/2022

Nov 22, 2022

Dec 6, 2024

RICKERT, ALAN, MARK

MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER

yes

11/2022

Nov 22, 2022

Dec 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LPL FINANCIAL LLC

n/a

Bd affiliated wealth

$819B

n/a

PARKER MOEDER

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$276M

n/a

2024

Feb 19, 2025

$237M

n/a

2023

Mar 4, 2024

$201M

$175M

n/a

2022

Jan 26, 2023

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$276M

$237M

16.7%

n/a