DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Centerpoint Advisory Group, LLC
Latest filing Mar 3, 2026
First filing on the tape Nov 22, 2022 · 26 filings
SEC status approved since Dec 21, 2022
RAUM
$276M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$262M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$55.3M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$276M as of Mar 3, 2026
Jan 26, 2023$0 then
HNW client RAUM$212M as of Mar 3, 2026
Jan 26, 2023$0 then
State-registered IARs (5.B.3)5 as of Mar 3, 2026
Jan 26, 20232 then
Employees (5.A)7 as of Mar 3, 2026
Jan 26, 20232 then
Private funds: no history
RAUM +17% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $55.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $450,810derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $251MreportedItem 5.I
- Custody
- $185M, 378 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$212M77%
- Individuals$50.1M18%
- Pension and profit-sharing plans$13.9M5.0%
- Individual clients
- 177reported
- HNW clients
- 97reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 613reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $5.5M managedreported
- Custody of client assets
- $185M for 378 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Keith Padek | Overland Park, Ks | Aug 16, 2017 | 43 y | 2 |
| Alan Mark RickertCertified Financial Planner | Overland Park, Ks | Jan 23, 2018 | 34 y | 3 |
| Parker Joseph Madl | Overland Park, Ks | Jan 23, 2023 | 13 y | 1 |
| James Thomas FlanaganCertified Financial Planner | Overland Park, Ks | Feb 15, 2023 | 31 y | 3 |
| Parker MoederCertified Financial Planner, Personal Financial Specialist | Overland Park, Ks | Jan 31, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- James Thomas Flanagan from Personal Financial GroupFeb 15, 2023 · RIA to a newly registered adviser
- Parker Joseph Madl from Financial Partners Group, Inc.Jan 23, 2023 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas James Flanagan · Partner/ Director Of Planningcontrolsince 03/2024 · owns less than 5%
- Joseph Parker Madl · Partner/Advisorcontrolsince 01/2023 · owns 25% to 50%
- Keith William Padek · Partner/Advisorcontrolsince 11/2022 · owns less than 5%
- Mark Alan Rickert · Managing Partner And Chief Compliance Officercontrolsince 11/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
- LPL Financial LLCinvestment adviserreal estatenRAUM $819B
- Parker Moederinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 3, 2026custody of client assets (Item 9.A): no on the filing of 2026-01-02, yes on the filing of 2026-03-03peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 540 to 613Jan 2, 2026 to Mar 3, 2026
- Individual clients · 135 to 177Jan 2, 2026 to Mar 3, 2026
- Assets in custody · unset to 185443149.0Jan 2, 2026 to Mar 3, 2026
- Custody of client assets · false to trueJan 2, 2026 to Mar 3, 2026
- Financial planning clients · 1-10 to 11-25Jan 2, 2026 to Mar 3, 2026
- Discretionary RAUM · $237M to $276MJan 2, 2026 to Mar 3, 2026
- HNW RAUM · $193M to $212MJan 2, 2026 to Mar 3, 2026
- Individual RAUM · $28.5M to $50.1MJan 2, 2026 to Mar 3, 2026
- Pension RAUM · $14.9M to $13.9MJan 2, 2026 to Mar 3, 2026
- RAUM · $237M to $276MJan 2, 2026 to Mar 3, 2026
- Wrap assets (manager) · $14.9M to $5.5MJan 2, 2026 to Mar 3, 2026
- Accounts · 448 to 540Dec 6, 2024 to Feb 19, 2025
- BD registered reps · 2 to 3Dec 6, 2024 to Feb 19, 2025
- HNW clients · 62 to 97Dec 6, 2024 to Feb 19, 2025
- Individual clients · 120 to 135Dec 6, 2024 to Feb 19, 2025
- Employees · 5 to 7Dec 6, 2024 to Feb 19, 2025
- Financial planning clients · 0 to 1-10Dec 6, 2024 to Feb 19, 2025
- Discretionary RAUM · $175M to $237MDec 6, 2024 to Feb 19, 2025
- HNW RAUM · $131M to $193MDec 6, 2024 to Feb 19, 2025
- Individual RAUM · $44.5M to $28.5MDec 6, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $11.4M to $0Dec 6, 2024 to Feb 19, 2025
- Pension RAUM · $11.4M to $14.9MDec 6, 2024 to Feb 19, 2025
- RAUM · $186M to $237MDec 6, 2024 to Feb 19, 2025
- Related adviser · true to falseDec 6, 2024 to Feb 19, 2025
- Wrap assets (manager) · $0 to $14.9MDec 6, 2024 to Feb 19, 2025
- Accounts · 453 to 448Mar 4, 2024 to Apr 6, 2024
- Pension plan clients · 7 to 2Mar 4, 2024 to Apr 6, 2024
- Non-discretionary RAUM · $25.5M to $11.4MMar 4, 2024 to Apr 6, 2024
- Pension RAUM · $25.5M to $11.4MMar 4, 2024 to Apr 6, 2024
- RAUM · $201M to $186MMar 4, 2024 to Apr 6, 2024
- Accounts · 260 to 453Feb 15, 2024 to Mar 4, 2024
- HNW clients · 52 to 62Feb 15, 2024 to Mar 4, 2024
- Individual clients · 50 to 120Feb 15, 2024 to Mar 4, 2024
- Pension plan clients · 0 to 7Feb 15, 2024 to Mar 4, 2024
- Discretionary RAUM · $110M to $175MFeb 15, 2024 to Mar 4, 2024
- HNW RAUM · $97.7M to $131MFeb 15, 2024 to Mar 4, 2024
- Individual RAUM · $12.6M to $44.5MFeb 15, 2024 to Mar 4, 2024
- Non-discretionary RAUM · $0 to $25.5MFeb 15, 2024 to Mar 4, 2024
- Pension RAUM · $0 to $25.5MFeb 15, 2024 to Mar 4, 2024
- RAUM · $110M to $201MFeb 15, 2024 to Mar 4, 2024
Signals
3 dated events
- Thomas James Flanagan (Partner/ Director Of Planning) appeared on Schedule A of Centerpoint Advisory Group, LlcMar 4, 2024 · Control person joined · fact
- Joseph Parker Madl (Owner) appeared on Schedule A of Centerpoint Advisory Group, LlcJan 25, 2023 · Control person joined · fact
- Centerpoint Advisory Services filed its initial SEC registration (Form ADV)Nov 22, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 913-685-3001reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/centerpointadvisoryreportedpublic record, Form ADV, Sep 17, 2026
- Website
- centerpointadvisory.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-685-3001reportedpublic record, Form ADV, Mar 3, 2026
- Contact form
- centerpointadvisory.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- centerpointadvisory.com/team-memberreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026