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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

CRD 297976

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f9d759-ecdb-2ec1-7a0e-c86d2c15885a

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 1
Observed: Jul 3, 2018 to Feb 12, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Old Slip Registered Investment Advisors, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $305MItem 5.F on the latest filing (2026-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $153Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 26
Individual clients: 11
High net worth clients: 3
SEC number: 801-113781
CRD: 297976
Filings on the tape: 27
First filed: Jul 3, 2018
Latest filed: Feb 12, 2026
Organised: Limited Liability Company, DE
Website: oldslipcap.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES JOSEPH LUKEZIC	n/a	Prosper, TX \| North Miami Beach, FL \| NEW YORK, NY	7	23	4	yes
MICHAEL RAYMOND GOOLD	n/a	NEW YORK, NY	2	21	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LUKEZIC, JAMES, JOSEPH	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	05/2016	Jul 3, 2018	Feb 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OLD SLIP BENEFITS AND INSURANCE SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a
OLD SLIP CAPITAL MANAGEMENT, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 12, 2026	$305M	$1.0M	3	3	n/a	n/a
2024	Mar 13, 2025	$341M	$36.0M	3	3	n/a	n/a
2023	Jan 26, 2024	$341M	$36.0M	2	2	n/a	n/a
2022	Mar 3, 2023	$665M	$360M	2	2	n/a	n/a
2021	Feb 22, 2022	$341M	$36.0M	2	2	n/a	n/a
2020	Mar 18, 2021	$341M	$36.0M	2	2	n/a	n/a
2019	Mar 2, 2020	$326M	$30.0M	2	2	n/a	n/a
2018	Jan 29, 2019	$210M	$10.0M	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$305M	$341M	-10.6%	$665M	-22.9%	3	3	0	0

Relationships

Registered with (2)

← MICHAEL RAYMOND GOOLDAdvisorregistration: current employment
Nov 3, 2023 to presentfactForm ADV
← JAMES JOSEPH LUKEZICAdvisorregistration: current employment
Feb 27, 2019 to presentfactForm ADV

Controls (1)

← LUKEZIC, JAMES, JOSEPHOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 3, 2018 to Feb 16, 2024factForm ADV

Dated events

Occurred
Jan 26, 2024
Regulatory AUM changed
Old Slip Registered Investment Advisors, Llc reported RAUM $341.0M, down 49% from $665.0M (2023-11-27 to 2024-01-26)
Form ADVobserved 4 days ago
$-324M
Occurred
Mar 3, 2023
Regulatory AUM changed
Old Slip Registered Investment Advisors, Llc reported RAUM $665.0M, up 95% from $341.0M (2022-08-05 to 2023-03-03)
Form ADVobserved 4 days ago
$324M
Occurred
Jul 3, 2018
First Form ADV filing
Standard Fiduciary Consulting, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7f9d759-ecdb-2ec1-7a0e-c86d2c15885a
First observed: Jul 3, 2018
Last observed: Feb 12, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC

CRD 297976

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7f9d759-ecdb-2ec1-7a0e-c86d2c15885a

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES JOSEPH LUKEZIC

n/a

Prosper, TX | North Miami Beach, FL | NEW YORK, NY

yes

MICHAEL RAYMOND GOOLD

n/a

NEW YORK, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LUKEZIC, JAMES, JOSEPH

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

05/2016

Jul 3, 2018

Feb 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OLD SLIP BENEFITS AND INSURANCE SERVICES, LLC

n/a

yes

n/a

OLD SLIP CAPITAL MANAGEMENT, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 12, 2026

$305M

$1.0M

n/a

2024

Mar 13, 2025

$341M

$36.0M

n/a

2023

Jan 26, 2024

$341M

$36.0M

n/a

2022

Mar 3, 2023

$665M

$360M

n/a

2021

Feb 22, 2022

$341M

$36.0M

n/a

2020

Mar 18, 2021

$341M

$36.0M

n/a

2019

Mar 2, 2020

$326M

$30.0M

n/a

2018

Jan 29, 2019

$210M

$10.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$305M

$341M

-10.6%

$665M

-22.9%