DFX Intelligence

J•••• J••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J•••• J••••• L••••••

Advisor at O•• S••• R••••••••• I••••••••• A•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5bcb50c3-43fb-9316-f424-a4ab4f5c17ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• S••• R••••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• S••• R••••••••• I••••••••• A•••••••• L••	Institutional manager	Feb 27, 2019	n/a	yes	NEW YORK, NY\|North Miami Beach, FL\|Prosper, TX	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jul 27, 2016	Feb 22, 2019	no	New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	O•• S••• R••••••••• I••••••••• A•••••••• L••	Feb 22, 2019	Feb 27, 2019	5	Firm change	Other
O••••••••• • C•• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 27, 2016	Jul 27, 2016

Relationships

Registered with (5)

→ O•• S••• R••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 27, 2019 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2016 to Feb 22, 2019factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Aug 19, 2014 to Jul 27, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bcb50c3-43fb-9316-f424-a4ab4f5c17ba
First observed: Jun 5, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.