DFX Intelligence

S•••• D•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

S•••• D•••• M•••••

Advisor at D••• I••••••••• A••••••• I••

Colorado Springs, CO

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Search this name across graphsid dfx:ria:c8001d06-7505-0c2a-7be6-ab3d972ba978

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• I••••••••• A••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• I••••••••• A••••••• I••	Mixed wealth	Oct 7, 2022	n/a	yes	Colorado Springs, CO	Current employment
P•••••••• A•••••••	National bd RIA	Aug 17, 2021	Dec 17, 2021	no	DULUTH, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A•••••••	D••• I••••••••• A••••••• I••	Dec 17, 2021	Oct 7, 2022	294	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ D••• I••••••••• A••••••• I••Registered adviserregistration: current employment
Oct 7, 2022 to presentfactForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Aug 17, 2021 to Dec 17, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8001d06-7505-0c2a-7be6-ab3d972ba978
First observed: Aug 17, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.