DFX Intelligence

D•••••• C•••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

D•••••• C•••••• G••••

D•••••• C•••••• G•••• LLC, CRD 309626

WARRENDALE, PA

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Search this name across graphsid dfx:ria:c80028d2-7546-bdc8-ca2e-4ec29c33541d

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2026 to Aug 19, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $49.8M••• Locked
Discretionary RAUM: $49.8M
Private client RAUM: $37.7Mderived••• Locked
Private client share: 76%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••••• D•••	Certified Financial Planner\|Chartered Financial Analyst	WARRENDALE, PA	6	15	1	no
S••••• B••• S•••••••	Chartered Financial Analyst	WARRENDALE, PA	3	40

Relationships

Registered with (2)

← S••••• B••• S•••••••Advisorregistration: current employment
Dec 7, 2022 to presentfactForm ADV
← J••••••• D•••Advisorregistration: current employment
Aug 12, 2020 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c80028d2-7546-bdc8-ca2e-4ec29c33541d
First observed: Aug 19, 2026
Last observed: Aug 19, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.