DFX Intelligence

S••••• B••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst40 years in industry

S••••• B••• S•••••••

Advisor at D•••••• C•••••• G••••

WARRENDALE, PA

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Search this name across graphsid dfx:ria:fc2ceef0-a0e5-a323-f57d-5ac765009107

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• C•••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 22, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• C•••••• G••••	State registered	Dec 7, 2022	n/a	yes	WARRENDALE, PA	Current employment
F••• N•••••• C•••••• G••••	n/a	Jul 30, 2020	Jan 26, 2023	no	CRANBERRY TOWNSHIP, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• N•••••• C•••••• G••••	D•••••• C•••••• G••••	Jan 26, 2023	Dec 7, 2022	-50	Firm change after gap	Other

Relationships

Registered with (2)

→ D•••••• C•••••• G••••Registered adviserregistration: current employment
Dec 7, 2022 to presentfactForm ADV
→ F••• N•••••• C•••••• G••••Registered adviserregistration: previous registration
Jul 30, 2020 to Jan 26, 2023factForm ADV

Dated events

Occurred
Jan 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fc2ceef0-a0e5-a323-f57d-5ac765009107
First observed: Jul 30, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.