DFX Intelligence

F••••••• M•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

F••••••• M•••••• W••••••

Advisor at P••••••••• F••••••••• L••

VALENCIA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• F••••••••• L••	Independent wealth	Aug 30, 2021	n/a	yes	VALENCIA, CA	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Jul 20, 2020	Apr 25, 2022	no	VALENCIA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	P••••••••• F••••••••• L••	Apr 25, 2022	Aug 30, 2021	-238	Firm change after gap	Ibd to new firm
W•••• F•••• A•••••••	N••• F•••••••• G••••• I•••	Jul 21, 2020	Jul 20, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
46214:315768:CA:2022-04-25	Apr 25, 2022	Aug 30, 2021	VALENCIA, CA	Firm change after gap
149777:19616:CA:2016-08-11	Sep 2, 2016	Aug 26, 2016	VALENCIA, CA	Firm change

Relationships

Registered with (6)

→ P••••••••• F••••••••• L••Registered adviserregistration: current employment
Aug 30, 2021 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 20, 2020 to Apr 25, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 26, 2016 to Jul 21, 2020factForm ADV
→ M••••• S••••••

Dated events

Order

Occurred
25 Apr 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 19, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.