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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

AMY ELIZABETH HAYES

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Lafayette, LA

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Search this name across graphsid dfx:ria:c801b341-9e06-2490-3d94-a4fdc5dd1892

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 6, 2000
First registration: Jan 18, 2005
Dual registered: yes, broker-dealer
Other names: AMY H MENARD|AMY E HAYES|AMY HAYES|AMY HAYES MENARD|AMY MENARD|AMY ELIZABETH HAYES MENARD|AMY E HAYES MENARD|AMY HAYES MENARD
IAPD individual key: 2305984

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 13, 2025	n/a	yes	Lafayette, LA	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 19, 2016	Aug 14, 2025	no	LAFAYETTE, LA\|Lafayette, LA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 8, 2016	no	Lafayette, LA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 14, 2008	Jun 1, 2009	no	LAFAYETTE, LA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 18, 2005	Nov 24, 2008	no	LAFAYETTE, LA\|LAFAYETTE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 14, 2025	Aug 13, 2025	-1	Firm change	Ibd to ibd
MORGAN STANLEY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 8, 2016	May 19, 2016	-20	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Nov 24, 2008	Nov 14, 2008	-10	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Aug 13, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
May 19, 2016 to Aug 14, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 8, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 14, 2008 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 18, 2005 to Nov 24, 2008factForm ADV

Dated events

Occurred
Aug 14, 2025
Advisor changed firm
Amy Elizabeth Hayes left Raymond James Financial Services Advisors, Inc for Ameriprise Financial Services, Llc (registered 2025-08-13)
Form ADVobserved 6 days ago