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Advisor at MUTUAL ADVISORS, LLC
Prescott, AZ | OMAHA, NE | Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Jul 18, 2025 | n/a | yes | Scottsdale, AZ|Prescott, AZ|OMAHA, NE | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 27, 2005 | Jul 18, 2025 | no | PRESCOTT, AZ|SCOTTSDALE, AZ|Scottsdale, AZ | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jan 18, 2005 | Apr 7, 2005 | no | PRESCOTT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | MUTUAL ADVISORS, LLC | Jul 18, 2025 | Jul 18, 2025 | 0 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | COMMONWEALTH FINANCIAL NETWORK | Apr 7, 2005 | Jan 27, 2005 | -70 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:167658:AZ:2025-07-18 | Jul 18, 2025 | Jul 18, 2025 | SCOTTSDALE, AZ | Firm change |