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RIA / WealthAdvisor18 years in industry

DARIEN COLIN CROCE

Advisor at PARALLEL WEALTH MANAGEMENT

REDDING, CA

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Search this name across graphsid dfx:ria:c809bb71-0c6d-e1c3-980f-03512b50225d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARALLEL WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 24, 2008
First registration: Apr 30, 2008
Dual registered: no
IAPD individual key: 4747766

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARALLEL WEALTH MANAGEMENT	State registered	Aug 18, 2025	n/a	yes	REDDING, CA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 29, 2012	Mar 21, 2017	no	WALNUT CREEK, CA\|REDDING, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 11, 2012	no	Oakland, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 30, 2008	Jun 1, 2009	no	OAKLAND, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PARALLEL WEALTH MANAGEMENT	Mar 21, 2017	Aug 18, 2025	3,072	Firm change after gap	Wirehouse to state RIA
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 11, 2012	Jun 29, 2012	-12	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PARALLEL WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 18, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 29, 2012 to Mar 21, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 11, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 30, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.