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Advisor at NWF ADVISORY SERVICES INC
LOS ANGELES, CA | Encino, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Mar 1, 2021 | n/a | yes | Encino, CA|LOS ANGELES, CA | Current employment |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Jan 1, 2016 | Mar 17, 2021 | no | ENCINO, CA|SHERMAN OAKS, CA|THOUSAND OAKS, CA|WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | NWF ADVISORY SERVICES INC | Mar 17, 2021 | Mar 1, 2021 | -16 | Firm change | Ibd to RIA |