This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRINCIPAL SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Feb 9, 2015

First registration

May 10, 2017

Dual registered

yes, broker-dealer

Other names

KATIE MICHELLE PRICE|Katie Michelle Ogden|Katie Ogden

IAPD individual key

5438820

• Occurred

  Sep 25, 2023
  Advisor changed firm

  Katie Michelle Ogden left Lpl Financial Llc for Principal Securities, Inc. (registered 2023-09-15)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c8115e3e-c96d-d8a9-c51a-4029e483c737

First observed

May 10, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.