This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 16, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S66

First exam

Aug 16, 2014

First registration

May 11, 2015

Dual registered

yes, broker-dealer

Other names

MEGAN BARON|MEGAN A BARON|Megan Baron Mosholder|Megan Mosholder

IAPD individual key

6365077

• Occurred

  Apr 26, 2024
  Advisor changed firm

  Megan Baron Mosholder left Charles Schwab & Co., Inc. for Ameriprise Financial Services, Llc (registered 2024-04-03)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c8133e46-0016-e058-84c9-78ed665da643

First observed

May 11, 2015

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.