DFX Intelligence

M•••• A•• N•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

M•••• A•• N•••••• S••••••

Advisor at E••••••••• F•••••••• P••••••• L••

WATERTOWN, WI

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Search this name across graphsid dfx:ria:c81478db-3b13-ae00-2964-f36c8c8afba2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• F•••••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• F•••••••• P••••••• L••	State registered	May 7, 2024	n/a	yes	WATERTOWN, WI	Current employment
K•••• I••••••••• G••••• L••	Former SEC adviser	Sep 30, 2020	Feb 8, 2024	no	BROOKFIELD, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• I••••••••• G••••• L••	E••••••••• F•••••••• P••••••• L••	Feb 8, 2024	May 7, 2024	89	Firm change	RIA to state RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	K•••• I••••••••• G••••• L••	Oct 12, 2020	Sep 30, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:113169:WI:2020-10-12	Oct 12, 2020	Sep 30, 2020	WAUKESHA, WI	Firm change

Relationships

Registered with (3)

→ E••••••••• F•••••••• P••••••• L••Registered adviserregistration: current employment
May 7, 2024 to presentfactForm ADV
→ K•••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Sep 30, 2020 to Feb 8, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 9, 2019 to Oct 12, 2020factForm ADV

Dated events

Occurred
Feb 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c81478db-3b13-ae00-2964-f36c8c8afba2
First observed: Jul 9, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.