DFX Intelligence

A•••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

A•••••••• A•••••••• I•••

CRD 135647

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Search this name across graphsid dfx:ria:c821607a-7500-1a60-cd3c-d8ae0e70b045

Data as of Aug 28, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2014 to Aug 28, 2014
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $5.2M••• Locked
Discretionary RAUM: $5.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Employees: 0
Advisory employees: 0
Accounts

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••••• N••••• E••••	n/a	HAMEL, IL	12	42	4	no

Relationships

Registered with (1)

← G••••• N••••• E••••Advisorregistration: previous registration
Aug 18, 2005 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c821607a-7500-1a60-cd3c-d8ae0e70b045
First observed: Aug 28, 2014
Last observed: Aug 28, 2014 146 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.