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RIA / WealthAdvisor42 years in industry

GEORGE NORRIS ELLIS

Advisor at ABUNDANCE ADVISORS, INC.

HAMEL, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ABUNDANCE ADVISORS, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 4, 2005
First registration: Feb 7, 2005
Dual registered: no
Other names: GEORGE NORRIS ELLIS|GEORGE N ELLIS|GEORGE NORRIS ELLIS
IAPD individual key: 713436

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ABUNDANCE ADVISORS, INC.	State registered	Aug 28, 2014	n/a	yes	HAMEL, IL	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	May 16, 2013	Jul 22, 2014	no	EDWARDSVILLE, IL\|Saint Louis, MO	Previous registration
ABUNDANCE ADVISORS, INC.	State registered	Aug 18, 2005	Dec 31, 2013	no	HAMEL, IL	Previous registration
LENOX CAPITAL MANAGEMENT, INC.	Former SEC adviser	Apr 1, 2005	Aug 17, 2005	no	NEW LENOX, IL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 7, 2005	Apr 25, 2005	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	ABUNDANCE ADVISORS, INC.	Jul 22, 2014	Aug 28, 2014	37	Firm change	Other
ABUNDANCE ADVISORS, INC.	PARK AVENUE SECURITIES LLC	Dec 31, 2013	May 16, 2013	-229	Firm change after gap	Other
LENOX CAPITAL MANAGEMENT, INC.	ABUNDANCE ADVISORS, INC.	Aug 17, 2005	Aug 18, 2005	1	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	LENOX CAPITAL MANAGEMENT, INC.	Apr 25, 2005	Apr 1, 2005	-24	Firm change	Other

Relationships

Registered with (4)

→ ABUNDANCE ADVISORS, INC.Registered adviserregistration: previous registration
Aug 18, 2005 to Dec 31, 2013factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
May 16, 2013 to Jul 22, 2014factForm ADV
→ LENOX CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 1, 2005 to Aug 17, 2005factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 7, 2005 to Apr 25, 2005factForm ADV

Dated events

No dated event names this entity yet.