DFX Intelligence

G•••••• F••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

G•••••• F••• W••••

Advisor at P•••••• W••••• M••••••••• L••

SANTA MONICA, CA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:c830e4c4-3dff-85ff-6c9c-28299eafee0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• L••	Independent wealth	Mar 14, 2023	n/a	yes	SANTA MONICA, CA\|SAN FRANCISCO, CA	Current employment
S••••••••• C••••••	Former SEC adviser	Jan 25, 2013	Jun 30, 2023	no	SANTA MONICA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• C••••••	P•••••• W••••• M••••••••• L••	Jun 30, 2023	Mar 14, 2023	-108	Firm change after gap	RIA to RIA
E• W••••• A•••••••	S••••••••• C••••••	Dec 10, 2012	Jan 25, 2013

Relationships

Registered with (6)

→ P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 14, 2023 to presentfactForm ADV
→ S••••••••• C••••••Registered adviserregistration: previous registration
Jan 25, 2013 to Jun 30, 2023factForm ADV
→ E• W••••• A•••••••Registered adviserregistration: previous registration
Mar 13, 2007 to Dec 10, 2012factForm ADV
→ P•••••• F•••••••• M••••••••• L••Registered adviser

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
G•••••• F••• W•••• left S••••••••• C•••••• for P•••••• W••••• M••••••••• L•• (registered 2023-03-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c830e4c4-3dff-85ff-6c9c-28299eafee0c
First observed: Sep 12, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.