DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Fred Wendt
Certified Financial Planner
Feed of 09/14/2026
Also filed as Gregory Wendt
At current firm
3 y
since Mar 14, 2023
In the industry
34 y
since May 13, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Perigon Wealth Management, LLC independent RIA currentsince Mar 14, 2023 · Santa Monica, Ca
- Stakeholders Capital formerJan 25, 2013 to Jun 30, 2023 · Santa Monica, Ca
- Ep Wealth Advisors independent RIAMar 13, 2007 to Dec 10, 2012 · Torrance, Ca
- Premier Financial Management, LLC unclassifiedSep 9, 2003 to Dec 19, 2006 · El Segundo, Ca
- Financial West Group formerNov 7, 2002 to Mar 6, 2003 · El Segundo, Ca
- Prudential Equity Group, LLC unclassifiedSep 12, 2000 to Sep 16, 2002 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Stakeholders Capital to Perigon Wealth Management, LLCleft Jun 30, 2023, registered Mar 14, 2023 (-108 days) · RIA to RIA
- Ep Wealth Advisors to Stakeholders Capitalleft Dec 10, 2012, registered Jan 25, 2013 (46 days) · Other
- Premier Financial Management, LLC to Ep Wealth Advisorsleft Dec 19, 2006, registered Mar 13, 2007 (84 days) · Other
- Financial West Group to Premier Financial Management, LLCleft Mar 6, 2003, registered Sep 9, 2003 (187 days) · Other
- Prudential Equity Group, LLC to Financial West Groupleft Sep 16, 2002, registered Nov 7, 2002 (52 days) · Other
Signals
- Gregory Fred Wendt left Stakeholders Capital for Perigon Wealth Management, Llc (registered 2023-03-14)Jun 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address