A••• J• H••••••

Advisor at C•••••••• F••••••••• I•••

ANAHEIM, CA | Branchburg, NJ

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Search this name across graphsid dfx:ria:c836e8ae-0d1b-a6b0-897b-585255194058

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• F••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• F••••••••• I•••	Bd affiliated wealth	Mar 20, 2025	n/a	yes	ANAHEIM, CA\|Branchburg, NJ	Current employment
S••	Bd affiliated wealth	Mar 25, 2021	Feb 21, 2025	no	ANN ARBOR, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	C•••••••• F••••••••• I•••	Feb 21, 2025	Mar 20, 2025	27	Firm change	Ibd to ibd
I• A••••••• S•••••••• I•••	S••	Mar 11, 2021	Mar 25, 2021

Relationships

Registered with (6)

→ C•••••••• F••••••••• I•••Registered adviserregistration: current employment
Mar 20, 2025 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Mar 25, 2021 to Feb 21, 2025factForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 30, 2014 to Mar 11, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Feb 21, 2025
Advisor changed firm
A••• J• H•••••• left Spc for C•••••••• F••••••••• I••• (registered 2025-03-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c836e8ae-0d1b-a6b0-897b-585255194058
First observed: Jan 17, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.