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Advisor at SEQUOIA FINANCIAL GROUP, L.L.C.
Mayfield Heights, OH | AKRON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEQUOIA FINANCIAL GROUP, L.L.C. | Independent wealth | Jan 12, 2022 | n/a | yes | Mayfield Heights, OH|AKRON, OH | Current employment |
| NCA FINANCIAL PLANNERS | Former SEC adviser | Dec 7, 1999 | Nov 7, 2022 | no | MAYFIELD HEIGHTS, OH | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 19, 1999 | May 3, 2007 | no | MAYFIELD HTS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NCA FINANCIAL PLANNERS | SEQUOIA FINANCIAL GROUP, L.L.C. | Nov 7, 2022 | Jan 12, 2022 | -299 | Firm change after gap | RIA to RIA |
| OSAIC WEALTH, INC. | NCA FINANCIAL PLANNERS | May 3, 2007 | Dec 7, 1999 | -2,704 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 120086:117756:OH:2022-11-07 | Nov 7, 2022 | Jan 12, 2022 | MAYFIELD HEIGHTS, OH | Firm change after gap |