DFX Intelligence

O••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

O••• P•••••••• L•

CRD 304196

SOUTH SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:c83f23a1-a803-f4a0-0646-d507bbeaa82c

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 1
Observed: Jun 29, 2021 to Mar 6, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

O••• P•••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $387M••• Locked
Discretionary RAUM: $387M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••••• P••••••• L•• • S••••• A•	Hedge Fund	$99.6M	Mar 23, 2021	1	Mar 23, 2021	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••••• N•••••• L•••	Member	D	yes	12/2018	Jun 29, 2021	Mar 21, 2024
K•••••••• N•••••• L•••	PORTFOLIO MANAGER / LIMITED PARTNER	C	yes	12/2018	Jun 29, 2021	Mar 21, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$387M	$374M	3.7%	$410M	-1.9%	3	3	0	0

Relationships

Controls (4)

← M••••••••• S••••• P••••OwnerMEMBER, ownership code D, individual
Jun 29, 2021 to Mar 21, 2024factForm ADV
← M••••••• R•••••• J•••••OwnerCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 29, 2021 to Mar 21, 2024factForm ADV
← K•••••••• N•••••• L•••OwnerMEMBER, ownership code D, individual
Jun 29, 2021 to Mar 21, 2024factForm ADV
← O••• P••••••• G•• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Jun 29, 2021 to Mar 21, 2024

Dated events

Occurred
Jul 1, 2021
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jun 29, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c83f23a1-a803-f4a0-0646-d507bbeaa82c
First observed: Jun 29, 2021
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.