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SEC-registered adviser

O••• P•••••••• L•

Other adviserSouth San Francisco, CaliforniaCRD 304196SEC 801-121939IAPD
Latest filing Mar 6, 2026
First filing on the tape Jun 29, 2021 · 11 filings
SEC status approved since Jul 30, 2021
RAUM
$387M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$387M as of Mar 6, 2026
Mar 22, 2022$349M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 6, 2026
Mar 22, 20220 then
Employees (5.A)3 as of Mar 6, 2026
Mar 22, 20223 then
Private funds: no history
RAUM +3.7% over the last fiscal year-1.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$387MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$387M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B•••••••• P••••••• L•• • S••••• A•no longer reportedHedge Fund$99.6M1Mar 23, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • K•••••••• N•••••• L••• · Portfolio Manager / Limited Partnercontrol
        since 12/2018 · owns 25% to 50%
      • M••••••••• S••••• P•••• · Director Of Research / Limited Partnercontrol
        since 12/2018 · owns 25% to 50%
      • M••••••• R•••••• J••••• · Chief Financial Officer / Chief Compliance Officercontrol
        since 12/2018 · owns less than 5%
      • K•••••••• N•••••• L••• · Membercontrol
        since 12/2018 · owns 50% to 75% of O••• P••••••• G•• L••
      • M••••••••• S••••• P•••• · Membercontrol
        since 12/2018 · owns 50% to 75% of O••• P••••••• G•• L••
      Entity owners
      • O••• P••••••• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $374M to $387M
        Dec 19, 2025 to Mar 6, 2026
      • RAUM · $374M to $387M
        Dec 19, 2025 to Mar 6, 2026
      • Financial planning clients · unset to
        Mar 21, 2024 to Mar 27, 2025
      • Discretionary RAUM · $387M to $374M
        Mar 21, 2024 to Mar 27, 2025
      • RAUM · $387M to $374M
        Mar 21, 2024 to Mar 27, 2025
      • Discretionary RAUM · $410M to $387M
        Jul 17, 2023 to Mar 21, 2024
      • RAUM · $410M to $387M
        Jul 17, 2023 to Mar 21, 2024
      • Discretionary RAUM · $349M to $410M
        Mar 22, 2022 to Mar 16, 2023
      • RAUM · $349M to $410M
        Mar 22, 2022 to Mar 16, 2023
      • Discretionary RAUM · $293M to $349M
        Jul 1, 2021 to Mar 22, 2022
      • RAUM · $293M to $349M
        Jul 1, 2021 to Mar 22, 2022
      Signals
      1 dated events
      • O••• P•••••••• L• filed its initial SEC registration (Form ADV)
        Jun 29, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      415-801-4620reportedpublic record, Form ADV, Mar 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026