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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

ATHANASIOS TOMARAS

Advisor at R. F. LAFFERTY & CO., INC.

NEW YORK, NY | Tampa, FL

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Search this name across graphsid dfx:ria:c841416a-ee00-161c-1bfa-4a05b746366a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R. F. LAFFERTY & CO., INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 26, 1996
First registration: Oct 18, 2002
Dual registered: yes, broker-dealer
Other names: THANASI TOMARAS
IAPD individual key: 2722538

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R. F. LAFFERTY & CO., INC.	Bd affiliated wealth	Mar 1, 2016	n/a	yes	NEW YORK, NY\|NEW YORK, NY\|Tampa, FL	Current employment
FULCRUM ADVISORY SERVICES, LLC	Former SEC adviser	Nov 13, 2012	Jul 20, 2016	no	ST. LOUIS, MO\|OLDSMAR, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 27, 2012	no	CLEARWATER, FL\|Tampa, FL\|CLEARWATER, FL\|Tampa, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 11, 2009	no	NEW YORK, NY\|CLEARWATER, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 4, 2006	Apr 2, 2007	no	CLEARWATER, FL\|CLEARWATER, FL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jul 7, 2003	Jul 13, 2004	no	CLEARWATER, FL	Previous registration
CHOREO, LLC	Independent wealth	Oct 18, 2002	Jul 9, 2003	no	CLEARWATER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FULCRUM ADVISORY SERVICES, LLC	R. F. LAFFERTY & CO., INC.	Jul 20, 2016	Mar 1, 2016	-141	Firm change after gap	Other
MORGAN STANLEY	FULCRUM ADVISORY SERVICES, LLC	Mar 27, 2012	Nov 13, 2012	231	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 11, 2009	Jun 1, 2009	-10	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
AMERIPRISE ADVISOR SERVICES, INC.	MORGAN STANLEY DW INC.	Jul 13, 2004	Jan 4, 2006	540	Firm change after gap	Other
CHOREO, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Jul 9, 2003	Jul 7, 2003	-2	Bulk transfer	Other

Relationships

Registered with (7)

→ R. F. LAFFERTY & CO., INC.Registered adviserregistration: current employment
Mar 1, 2016 to presentfactForm ADV
→ FULCRUM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 13, 2012 to Jul 20, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 27, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 11, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 4, 2006 to Apr 2, 2007factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jul 7, 2003 to Jul 13, 2004factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Oct 18, 2002 to Jul 9, 2003factForm ADV

Dated events

No dated event names this entity yet.