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Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Chattanooga, TN | STAMFORD, CT | Wilmington, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Bd affiliated wealth | Mar 15, 2024 | n/a | yes | Wilmington, DE|STAMFORD, CT|Chattanooga, TN | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 9, 2018 | Mar 15, 2024 | no | CHATTANOOGA, TN|Chattanooga, TN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 1, 2009 | Oct 11, 2018 | no | CHATTANOOGA, TN|CHATTANOOGA, TN|Chattanooga, TN|Knoxville, TN | Previous registration |
| EDWARD JONES | National bd RIA | Feb 9, 2007 | Sep 2, 2009 | no | HIXSON, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Mar 15, 2024 | Mar 15, 2024 | 0 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 11, 2018 | Oct 9, 2018 | -2 | Firm change | Ibd to ibd |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 2, 2009 | Sep 1, 2009 | -1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:283004:TN:2024-03-15 | Mar 15, 2024 | Mar 15, 2024 | CHATTANOOGA, TN | Firm change |