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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

W.R. HUFF CM, LLC

CRD 109046

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Search this name across graphsid dfx:ria:c853a572-393a-3ce9-0eb7-5510d5fdfe34

Data as of Mar 18, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Mar 18, 2019
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W.R. Huff Cm, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $244MItem 5.F on the latest filing (2019-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $244M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $244Mgross asset value as reported per fund; never fund size
Custody, client assets: $242M
SEC number: 801-56437
CRD: 109046
Filings on the tape: 12
First filed: Mar 29, 2012
Latest filed: Mar 18, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE HUFF ALTERNATIVE FUND, L.P.	Private Equity Fund	$5.4M	Jan 24, 2024	25	Mar 29, 2012	reported	n/a
THE HUFF ALTERNATIVE PARALLEL FUND, L.P.	Private Equity Fund	$673,403	Jan 24, 2024	24	Mar 29, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUFF, WILLIAM, ROBERT	MEMBER, CHIEF INVESTMENT OFFICER, WRH PARTNERS II, L.L.C.	D	yes	11/1999	Mar 29, 2012	Mar 18, 2019
MARKEY, CATHY, JANE	Owner	E	yes	07/1996	Mar 29, 2012	Mar 18, 2019
THE HUFF FAMILY TRUST	Owner	E	yes	07/1996	Mar 29, 2012	Mar 18, 2019
WRH ASSET HOLDING CORP.	Owner	F	yes	07/1996	Mar 29, 2012	Mar 18, 2019
BENTZ, PETER, CASEY	MEMBER, WRH PARTNERS II, L.L.C.	A	no	01/2011	Mar 29, 2012	Mar 18, 2019
JJWA ASSET PARTNERS, L.P.	MEMBER, WRH PARTNERS II, L.L.C.	B	no	10/2000	Mar 29, 2012	Mar 18, 2019
MARKEY, CATHY, JANE	CHIEF COMPLIANCE OFFICER	Na	no	06/2015	Mar 29, 2012	Mar 18, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W.R. HUFF ASSET MANAGEMENT CO., L.L.C.	n/a	Former SEC adviser	$87.0M	N	yes	n/a
WRH ENERGY PARTNERS, L.L.C.	n/a	n/a	n/a	N	yes	n/a
WRH PARTNERS II, L.L.C.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Morristown	Nj	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 18, 2019	$244M	$244M	1	1	1	2	$244M
2017	Mar 19, 2018	$252M	$252M	1	1	1	2	$252M
2016	Mar 22, 2017	$233M	$233M	1	1	n/a	2	$233M
2015	Mar 21, 2016	$240M	$240M	3	2	n/a	2	$240M
2014	Mar 24, 2015	$357M	$357M	4	4	n/a	2	$357M
2013	Mar 31, 2014	$335M	$335M	6	6	n/a	2	$335M
2012	Mar 27, 2013	$291M	$291M	6	6	n/a	2	$290M
2011	Mar 29, 2012	$281M	$281M	n/a	n/a	n/a	2	$281M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$244M	$252M	-3.1%	$240M	0.5%	1	1	1	1

Relationships

Advises (2)

→ THE HUFF ALTERNATIVE FUND, L.P.Private fundPrivate Equity Fund, ERA
Mar 29, 2012 to presentfactForm ADV
→ THE HUFF ALTERNATIVE PARALLEL FUND, L.P.Private fundPrivate Equity Fund, ERA
Mar 29, 2012 to presentfactForm ADV

Affiliated with (3)

→ W.R. HUFF ASSET MANAGEMENT CO., L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← W.R. HUFF ASSET MANAGEMENT CO., L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← WRH PARTNERS GLOBAL SECURITIES LPRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← MARKEY, CATHY, JANEOwnerOWNER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← HUFF, WILLIAM, ROBERTOwnerMEMBER, CHIEF INVESTMENT OFFICER, WRH PARTNERS II, L.L.C., ownership code D, individual
Mar 29, 2012 to presentfactForm ADV
← THE HUFF FAMILY TRUSTOwnerOWNER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← WRH ASSET HOLDING CORP.OwnerOWNER, ownership code F, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (3)

← MARKEY, CATHY, JANEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← BENTZ, PETER, CASEYOwnerMEMBER, WRH PARTNERS II, L.L.C., ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← JJWA ASSET PARTNERS, L.P.OwnerMEMBER, WRH PARTNERS II, L.L.C., ownership code B, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c853a572-393a-3ce9-0eb7-5510d5fdfe34
First observed: Mar 29, 2012
Last observed: Mar 18, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

W.R. HUFF CM, LLC

CRD 109046

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c853a572-393a-3ce9-0eb7-5510d5fdfe34

Data as of Mar 18, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE HUFF ALTERNATIVE FUND, L.P.

Private Equity Fund

$5.4M

Jan 24, 2024

Mar 29, 2012

reported

n/a

THE HUFF ALTERNATIVE PARALLEL FUND, L.P.

Private Equity Fund

$673,403

Jan 24, 2024

Mar 29, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUFF, WILLIAM, ROBERT

MEMBER, CHIEF INVESTMENT OFFICER, WRH PARTNERS II, L.L.C.

yes

11/1999

Mar 29, 2012

Mar 18, 2019

MARKEY, CATHY, JANE

Owner

yes

07/1996

Mar 29, 2012

Mar 18, 2019

THE HUFF FAMILY TRUST

Owner

yes

07/1996

Mar 29, 2012

Mar 18, 2019

WRH ASSET HOLDING CORP.

Owner

yes

07/1996

Mar 29, 2012

Mar 18, 2019

BENTZ, PETER, CASEY

MEMBER, WRH PARTNERS II, L.L.C.

01/2011

Mar 29, 2012

Mar 18, 2019

JJWA ASSET PARTNERS, L.P.

MEMBER, WRH PARTNERS II, L.L.C.

10/2000

Mar 29, 2012

Mar 18, 2019

MARKEY, CATHY, JANE

CHIEF COMPLIANCE OFFICER

06/2015

Mar 29, 2012

Mar 18, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

W.R. HUFF ASSET MANAGEMENT CO., L.L.C.

n/a

Former SEC adviser

$87.0M

yes

n/a

WRH ENERGY PARTNERS, L.L.C.

n/a

yes

n/a

WRH PARTNERS II, L.L.C.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Morristown

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 18, 2019

$244M

2017

Mar 19, 2018

$252M

2016

Mar 22, 2017

$233M

n/a

$233M

2015

Mar 21, 2016

$240M

n/a

$240M

2014

Mar 24, 2015

$357M

n/a

$357M

2013

Mar 31, 2014

$335M

n/a

$335M

2012

Mar 27, 2013

$291M

n/a

$290M

2011

Mar 29, 2012

$281M

n/a

$281M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$244M

$252M

-3.1%

$240M

0.5%