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Former SEC-registered adviser

W••• H••• C•• L••

Former SEC-registered adviserCRD 109046SEC 801-56437IAPD
Latest filing Mar 18, 2019
First filing on the tape Mar 29, 2012 · 12 filings
RAUM
$244M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
$244M gross assets
History
12 filings and snapshots on the tape
RAUM$244M as of Mar 18, 2019
Mar 29, 2012$281M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 18, 2019
Mar 29, 20120 then
Employees (5.A)1 as of Mar 18, 2019
Mar 27, 20136 then
Private funds2 as of Mar 18, 2019
Mar 29, 20122 then
RAUM -3.1% over the last fiscal year+0.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$122MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-3.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$242M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$244M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$242M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•• H••• A••••••••• F•••• L•••Private Equity Fund$5.4M25Mar 29, 2012
      T•• H••• A••••••••• P••••••• F•••• L•••Private Equity Fund$673,40324Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • H•••• W••••••• R••••• · Member, Chief Investment Officer, W•• P••••••• I•• L•••••control
        since 11/1999 · owns 50% to 75%
      • M•••••• C••••• J••• · Ownercontrol
        since 07/1996 · owns 75% or more of W•• A•••• H•••••• C••••
      • B••••• P••••• C•••• · Member, W•• P••••••• I•• L•••••
        since 01/2011 · owns 5% to 10%
      • M•••••• C••••• J••• · Chief Compliance Officer
        since 06/2015 · owns less than 5%
      Entity owners
      • T•• H••• F••••• T•••• · Owner
        indirect · owns 75% or more of J••• A•••• P•••••••• L•••
      • W•• A•••• H•••••• C•••• · Owner
        indirect · owns F of J••• A•••• P•••••••• L•••
      • J••• A•••• P•••••••• L••• · Member, W•• P••••••• I•• L•••••
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      Advisers that list W••• H••• C•• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Morristown, NJ3 employees
      What changed
      consecutive filings, newest first
      • Assets in custody · $249M to $242M
        Mar 19, 2018 to Mar 18, 2019
      • HQ city · STUART to unset
        Mar 19, 2018 to Mar 18, 2019
      • HQ state · FL to unset
        Mar 19, 2018 to Mar 18, 2019
      • Discretionary RAUM · $252M to $244M
        Mar 19, 2018 to Mar 18, 2019
      • Pooled vehicle RAUM · $252M to $244M
        Mar 19, 2018 to Mar 18, 2019
      • RAUM · $252M to $244M
        Mar 19, 2018 to Mar 18, 2019
      • Pooled vehicle clients · unset to 2.0
        Mar 22, 2017 to Mar 19, 2018
      • Assets in custody · $209M to $249M
        Mar 22, 2017 to Mar 19, 2018
      • Other offices · unset to 1.0
        Mar 22, 2017 to Mar 19, 2018
      • Discretionary RAUM · $233M to $252M
        Mar 22, 2017 to Mar 19, 2018
      • Pooled vehicle RAUM · unset to 251606843.0
        Mar 22, 2017 to Mar 19, 2018
      • RAUM · $233M to $252M
        Mar 22, 2017 to Mar 19, 2018
      • Advisory employees · 2 to 1
        Apr 14, 2016 to Mar 22, 2017
      • Assets in custody · $188M to $209M
        Apr 14, 2016 to Mar 22, 2017
      • Employees · 3 to 1
        Apr 14, 2016 to Mar 22, 2017
      • Discretionary RAUM · $240M to $233M
        Apr 14, 2016 to Mar 22, 2017
      • RAUM · $240M to $233M
        Apr 14, 2016 to Mar 22, 2017
      • Advisory employees · 4 to 2
        Aug 25, 2015 to Mar 21, 2016
      • Assets in custody · $171M to $188M
        Aug 25, 2015 to Mar 21, 2016
      • Employees · 4 to 3
        Aug 25, 2015 to Mar 21, 2016
      • Discretionary RAUM · $345M to $240M
        Aug 25, 2015 to Mar 21, 2016
      • RAUM · $345M to $240M
        Aug 25, 2015 to Mar 21, 2016
      • Assets in custody · $183M to $171M
        Mar 24, 2015 to Aug 25, 2015
      • Discretionary RAUM · $357M to $345M
        Mar 24, 2015 to Aug 25, 2015
      • RAUM · $357M to $345M
        Mar 24, 2015 to Aug 25, 2015
      • Advisory employees · 6 to 4
        Aug 25, 2014 to Mar 24, 2015
      • Assets in custody · $169M to $183M
        Aug 25, 2014 to Mar 24, 2015
      • Employees · 6 to 4
        Aug 25, 2014 to Mar 24, 2015
      • Discretionary RAUM · $307M to $357M
        Aug 25, 2014 to Mar 24, 2015
      • RAUM · $307M to $357M
        Aug 25, 2014 to Mar 24, 2015
      • Assets in custody · $198M to $169M
        Mar 31, 2014 to Aug 25, 2014
      • Discretionary RAUM · $335M to $307M
        Mar 31, 2014 to Aug 25, 2014
      • RAUM · $335M to $307M
        Mar 31, 2014 to Aug 25, 2014
      • Accounts · 3 to 2
        Mar 27, 2013 to Mar 31, 2014
      • Assets in custody · $181M to $198M
        Mar 27, 2013 to Mar 31, 2014
      • HQ city · MORRISTOWN to STUART
        Mar 27, 2013 to Mar 31, 2014
      • HQ state · NJ to FL
        Mar 27, 2013 to Mar 31, 2014
      • Discretionary RAUM · $291M to $335M
        Mar 27, 2013 to Mar 31, 2014
      • RAUM · $291M to $335M
        Mar 27, 2013 to Mar 31, 2014
      • Advisory employees · unset to 6.0
        Mar 29, 2012 to Mar 27, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026