DFX Intelligence

K••••• J•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

K••••• J•••• K•••••

Advisor at L••• C•••• C•••••• M••••••••• L••

SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:c85b3b70-d744-ebb2-371b-70dd52c5c84f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• C•••• C•••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• C•••• C•••••• M••••••••• L••	Former SEC adviser	Oct 19, 2012	n/a	yes	SAN RAFAEL, CA	Current employment
G•• A•••••••	Former SEC adviser	Feb 16, 2011	Oct 29, 2012	no	SAN FRANCISCO, CA\|SANTA ROSA, CA\|SANTA ROSA, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• A•••••••	L••• C•••• C•••••• M••••••••• L••	Oct 29, 2012	Oct 19, 2012	-10	Firm change	Other
M••••• S•••••• • C•• L••	G•• A•••••••	Feb 5, 2009	Feb 16, 2011

Relationships

Registered with (5)

→ L••• C•••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Oct 19, 2012 to presentfactForm ADV
→ G•• A•••••••Registered adviserregistration: previous registration
Feb 16, 2011 to Oct 29, 2012factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Nov 17, 2008 to Feb 5, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c85b3b70-d744-ebb2-371b-70dd52c5c84f
First observed: Jan 2, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.