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Advisor at PROSPERITY CAPITAL ADVISORS
Clearwater, FL | WESTLAKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITY CAPITAL ADVISORS | Independent wealth | Sep 23, 2014 | n/a | yes | WESTLAKE, OH|Clearwater, FL | Current employment |
| AMERICAN INVESTMENT SERVICES | Former SEC adviser | Apr 15, 2008 | Oct 15, 2010 | no | PALM HARBOR, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN INVESTMENT SERVICES | PROSPERITY CAPITAL ADVISORS | Oct 15, 2010 | Sep 23, 2014 | 1,439 | Firm change after gap | Other |