DFX Intelligence

H•••••• N• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

H•••••• N• M•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Lake Ozark, MO | LEAWOOD, KS

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Search this name across graphsid dfx:ria:c86202e6-9656-f96d-c967-c0c1565a1c1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 28, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 7, 2009	n/a	yes	LEAWOOD, KS\|Lake Ozark, MO	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Mar 16, 2009	Jun 4, 2009	no	KANSAS CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 4, 2009	Jul 7, 2009	33	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O••••••••• • C•• I•••	Mar 30, 2009	Mar 16, 2009

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 12, 2008 to Mar 30, 2009factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Mar 16, 2009 to Jun 4, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c86202e6-9656-f96d-c967-c0c1565a1c1f
First observed: Nov 12, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.