DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
WASHINGTON TWP, MI | OXFORD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 3, 2016 | n/a | yes | OXFORD, MI|WASHINGTON TWP, MI | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jun 8, 2016 | no | SHELBY TOWNSHIP, MI|STERLING HEIGHTS, MI|TROY, MI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 11, 2012 | Oct 1, 2012 | no | SHELBY TOWNSHIP, MI | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Nov 13, 2006 | Jul 3, 2012 | no | STERLING HEIGHTS, MI|STERLING HEIGHTS, MI|STERLING HEIGHTS, MI|LAKE ORION, MI|SHELBY TOWNSHIP, MI|SHELBY TOWNSHIP, MI|JOHNSTON, RI|CLINTON TOWNSHIP, MI|OKEMOS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Jun 8, 2016 | Jun 3, 2016 | -5 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| CITIZENS SECURITIES, INC. | CHASE INVESTMENT SERVICES CORP. | Jul 3, 2012 | Jul 11, 2012 | 8 | Firm change | Other |