DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SOWELL MANAGEMENT
NORTH LITTLE ROCK, AR | Cumming, GA | Alpharetta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | Independent wealth | Dec 21, 2016 | n/a | yes | NORTH LITTLE ROCK, AR|Alpharetta, GA|Cumming, GA | Current employment |
| CONCERT WEALTH MANAGEMENT | Former SEC adviser | Jun 4, 2014 | Apr 5, 2017 | no | SAN JOSE, CA|Cumming, GA | Previous registration |
| SIGNATOR FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 13, 2009 | Jun 5, 2014 | no | Bellevue, WA|CUMMING, GA | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Apr 19, 2006 | Mar 12, 2009 | no | ATLANTA, GA | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 24, 2004 | Jun 28, 2005 | no | CRANBURY, NJ | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Nov 26, 2004 | no | EAST BRUNSWICK, NJ | Previous registration |
| QUICK & REILLY, INC. | n/a | Nov 21, 2002 | Oct 20, 2004 | no | EAST BRUSWICK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCERT WEALTH MANAGEMENT | SOWELL MANAGEMENT | Apr 5, 2017 | Dec 21, 2016 | -105 | Firm change after gap | Other |
| SIGNATOR FINANCIAL SERVICES, INC. | CONCERT WEALTH MANAGEMENT | Jun 5, 2014 | Jun 4, 2014 | -1 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | SIGNATOR FINANCIAL SERVICES, INC. | Mar 12, 2009 | Apr 13, 2009 | 32 | Firm change | Other |
| PNC WEALTH MANAGEMENT | VALIC FINANCIAL ADVISORS, INC. | Jun 28, 2005 | Apr 19, 2006 | 295 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | PNC WEALTH MANAGEMENT | Nov 26, 2004 | Nov 24, 2004 | -2 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |