DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph M Latour
Feed of 09/15/2026
Also filed as Joseph Latour
At current firm
9 y
since Dec 21, 2016
In the industry
29 y
since Jun 12, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sowell Management independent RIA currentsince Dec 21, 2016 · North Little Rock, Ar
- Concert Wealth Management formerJun 4, 2014 to Apr 5, 2017 · San Jose, Ca
- Signator Financial Services, Inc. formerApr 13, 2009 to Jun 5, 2014 · Bellevue, Wa
- Valic Financial Advisors, Inc. BD affiliatedApr 19, 2006 to Mar 12, 2009 · Atlanta, Ga
- Pnc Wealth Management BD affiliatedNov 24, 2004 to Jun 28, 2005 · Cranbury, Nj
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Nov 26, 2004 · East Brunswick, Nj
- Quick & Reilly, Inc. unclassifiedNov 21, 2002 to Oct 20, 2004 · East Bruswick, Nj
Moves
a registration end followed by a registration begin elsewhere
- Concert Wealth Management to Sowell Managementleft Apr 5, 2017, registered Dec 21, 2016 (-105 days) · Other
- Signator Financial Services, Inc. to Concert Wealth Managementleft Jun 5, 2014, registered Jun 4, 2014 (-1 days) · Other
- Valic Financial Advisors, Inc. to Signator Financial Services, Inc.left Mar 12, 2009, registered Apr 13, 2009 (32 days) · Other
- Pnc Wealth Management to Valic Financial Advisors, Inc.left Jun 28, 2005, registered Apr 19, 2006 (295 days) · Other
- Banc Of America Investment Services, Inc. to Pnc Wealth Managementleft Nov 26, 2004, registered Nov 24, 2004 (-2 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address