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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Salt Lake City, UT | The Woodlands, TX | Cottonwood Heights, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 20, 2009 | n/a | yes | The Woodlands, TX|Salt Lake City, UT|Cottonwood Heights, UT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 8, 1995 | May 11, 2009 | no | THE WOODLANDS, TX|THE WOODLANDS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 11, 2009 | May 20, 2009 | 9 | Firm change | Other |