This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TRANSAMERICA RETIREMENT ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Mar 29, 2022

First registration

Sep 6, 2022

Dual registered

yes, broker-dealer

IAPD individual key

7433571

• Occurred

  Dec 12, 2023
  Advisor changed firm

  Giancarlo Marcelo Guizado left Lpl Financial Llc for Transamerica Retirement Advisors, Llc (registered 2023-12-13)

  Form ADVobserved 6 days ago
• Occurred

  Mar 29, 2023
  Advisor changed firm

  Giancarlo Marcelo Guizado left Principal Securities, Inc. for Lpl Financial Llc (registered 2023-04-10)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c878b6a4-132c-e29e-f000-cec73ea4d729

First observed

Sep 6, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.