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Advisor at MML INVESTORS SERVICES, LLC
JACKSONVILLE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 7, 2022 | n/a | yes | JACKSONVILLE, FL | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Nov 4, 2016 | Feb 11, 2022 | no | ST. AUGUSTINE, FL|JACKSONVILLE, FL | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | May 15, 2015 | Oct 7, 2016 | no | HOLBROOK, NY|JACKSONVILLE, FL | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Mar 5, 2012 | Feb 24, 2015 | no | JACKSONVILLE, FL | Previous registration |
| LBA WEALTH MANAGEMENT, LLC | Former SEC adviser | Nov 26, 2008 | Apr 23, 2010 | no | JACKSONVILLE, FL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 17, 2006 | Nov 3, 2008 | no | JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | MML INVESTORS SERVICES, LLC | Oct 7, 2016 | Nov 4, 2016 | 28 | Firm change | Other |
| ESI FINANCIAL ADVISORS | AMERICAN PORTFOLIOS ADVISORS, INC | Feb 24, 2015 | May 15, 2015 | 80 | Firm change | Other |
| LBA WEALTH MANAGEMENT, LLC | ESI FINANCIAL ADVISORS | Apr 23, 2010 | Mar 5, 2012 | 682 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | LBA WEALTH MANAGEMENT, LLC | Nov 3, 2008 | Nov 26, 2008 | 23 | Firm change | Other |