RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••••• M•••• S•••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Sep 7, 2022 · Jacksonville, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 4, 2016 to Feb 11, 2022 · St. Augustine, Fl
- A••••••• P••••••••• A•••••••• I•• formerMay 15, 2015 to Oct 7, 2016 · Holbrook, Ny
- E•• F•••••••• A••••••• independent RIAMar 5, 2012 to Feb 24, 2015 · Jacksonville, Fl
- L•• W••••• M••••••••• L•• formerNov 26, 2008 to Apr 23, 2010 · Jacksonville, Fl
- E•••••••• A•••••••• L•• national BDJul 17, 2006 to Nov 3, 2008 · Jacksonville, Fl
- A••••••• P••••••••• A•••••••• I•• to M•• I•••••••• S•••••••• L••left Oct 7, 2016, registered Nov 4, 2016 (28 days) · Other
- E•• F•••••••• A••••••• to A••••••• P••••••••• A•••••••• I••left Feb 24, 2015, registered May 15, 2015 (80 days) · Other
- L•• W••••• M••••••••• L•• to E•• F•••••••• A•••••••left Apr 23, 2010, registered Mar 5, 2012 (682 days) · Other
- E•••••••• A•••••••• L•• to L•• W••••• M••••••••• L••left Nov 3, 2008, registered Nov 26, 2008 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address