This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Dec 13, 2019

First registration

Dec 16, 2019

Dual registered

yes, broker-dealer

Other names

Nick Duepner|NICHOLAS DUEPNER|NICHOLAS Andrew DUEPNER|NICHOLAS A DUEPNER

IAPD individual key

7184156

• Occurred

  Sep 8, 2023
  Advisor changed firm

  Nicholas Duepner left Vanguard Advisers, Inc. for J.P. Morgan Securities Llc (registered 2023-09-05)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c880e49c-22cd-7df0-12f2-0f678d28b7e0

First observed

Dec 16, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.